Fisher Asset Management LLC
Fisher Asset Management LLC
Investment ManagersFinance
Fisher Asset Management LLC, dba Fisher Investments (FI), is a SEC-registered investment advisor headquartered in Plano, Texas. The firm was founded in 1979 by Ken Fisher and is a subsidiary of Fisher Investments, Inc. FI manages the assets of a diverse global client base which includes corporations, public and multi-employer pension funds, foundations and endowments, insurance companies, health-care organizations, governments and high net worth families.
Andrew Bates
Todd Mackedanz
Corporate Officer/Principal
Corporate Officer/Principal
Nuveen Investments, Inc.
Nuveen Investments, Inc.
Financial ConglomeratesFinance
Nuveen Investments, Inc. provides investment management and related services to retail and institutional investors. It offers investment management capabilities across a diversified set of asset classes and investment strategies through its investment management affiliates, including municipal bond, investment grade, global and high-yield bond, floating-rate bank loan, preferred securities, growth equity, value equity, global and international equity, equity income, core equity, equity index, quantitative and enhanced equity, asset allocation, balanced strategies, real asset and commodity. The company was founded by John Nuveen in 1898 and is headquartered in Chicago, IL.
Dorothy Farber Cooney
Corporate Officer/Principal
DWS Investment Management Americas, Inc.
DWS Investment Management Americas, Inc.
Investment ManagersFinance
DWS Investment Management Americas, Inc. (DIMA) is a SEC-registered investment advisor headquartered in New York City. The firm is a subsidiary of DWS USA Corp., ultimately held by Deutsche Bank AG (ETR: DBK) in Germany. The firm was founded in 1984 and formerly known as Deutsche Investment Management Americas Inc. In 2018, they changed their name into DWS as part of the rebranding of Deutsche Asset Management. DIMA provides discretionary and non-discretionary investment advisory services to various institutional clients. They also provide investment advisory services for its municipal bond strategies through wrap fee programs.
David Boyd Wines
Corporate Officer/Principal
Wilshire Advisors LLC
Wilshire Advisors LLC
Investment ManagersFinance
Wilshire Advisors LLC (Wilshire) is a privately-held investment technology and advisory firm headquartered in Santa Monica, California. The firm was founded by Dennis Tito in 1972 as Wilshire Associates, Inc. Wilshire provides innovative investment solutions, consulting services and multi-asset analytics to institutional and intermediary clients worldwide.
James Edwin St. Aubin
Razmig K. Der-Tavitian
Investment Committee Member
Analyst-Equity
Invesco Advisers, Inc.
Invesco Advisers, Inc.
Investment ManagersFinance
Invesco Advisers, Inc. is a SEC-registered investment advisor headquartered in Atlanta, Georgia. They are a subsidiary of Invesco Group Services, Inc., ultimately held by Invesco Ltd. (NYSE: IVZ). The firm was founded in 1986 and previously known as Invesco Institutional NA, Inc. until April 2010 when Invesco Ltd. consolidated the businesses of their US investment advisors (Invesco AIM Advisors, Inc., Invesco AIM Capital Management, Inc., Invesco AIM Private Asset Management, Inc. and Invesco Global Asset Management NA, Inc.) under the name Invesco Advisers, Inc. They provide discretionary and non-discretionary investment advisory services to individuals, institutional and high net-worth clients through separate accounts, wrap fee programs and US registered investment companies and other Commingled Funds.
Derek Saint Izuel
Portfolio Manager-Equities
Kayne Anderson Rudnick Investment Management LLC
Kayne Anderson Rudnick Investment Management LLC
Investment ManagersFinance
Kayne Anderson Rudnick Investment Management LLC (KAR) is an investment advisory firm headquartered in Los Angeles, California. The firm was founded by Richard Kayne, John Anderson and Allan Rudnick in 1984. They are a direct subsidiary of Virtus Partners, Inc., ultimately held by Virtus Investment Partners, Inc. (NASDAQ: VRTS). KAR provides investment management and wealth advisory solutions to institutional, broker-dealer and high-net-worth clients.
Douglas Foreman
Flavia Araujo
Chief Investment Officer
Corporate Officer/Principal
Allspring Global Investments LLC
Allspring Global Investments LLC
Investment ManagersFinance
Allspring Global Investments LLC (Allspring) is a SEC-registered investment advisor headquartered in Charlotte, North Carolina. Prior to November 1, 2021, the firm was known as Wells Capital Management, Inc. They are a direct wholly-owned subsidiary of Allspring Global Investments Holdings LLC, ultimately held by Allspring Group Holdings LLC. Allspring provides investment management services to mutual funds, private funds, collective investment trusts (CITs), pooled vehicles, and other institutional clients and high net-worth individuals.
David Dillon
Scott John Mlinarich
Analyst-Equity
Corporate Officer/Principal
Santa Barbara Asset Management LLC
Santa Barbara Asset Management LLC
Investment ManagersFinance
Santa Barbara Asset Management LLC (SBAM) is an investment advisory firm headquartered in Los Angeles, California. The firm was founded in 1987 and they are a subsidiary of Nuveen Investments, Inc., which acquired the firm in 2005. Their ultimate parent is TIAA Board of Overseers. SBAM provides investment advisory and sub-advisory services to a wide variety of individual and institutional clients, including, including pension funds, high-net worth individuals, corporations, trusts, not-for-profit organizations, endowments, foundations, religious organizations, managed accounts and investment companies and/or other funds.
Britton Smith
Pedja Jovanovic
David Park
Portfolio Manager-Equities
Analyst-Equity
Director of Research - Equity
CCM Partners LP
CCM Partners LP
Investment ManagersFinance
CCM Partners LP, do-business-as Shelton Capital Management (SCM), is an independent, SEC-registered investment advisor and mutual fund manager headquartered in Denver, Colorado. Founded in 1985, SCM provides investment management services to mutual funds, institutions, individuals, retirement plans and their sponsors, and other entities.
Derek Saint Izuel
Justin A. Sheetz
Chief Investment Officer
Portfolio Manager-Equities
Southern Methodist University
Southern Methodist University
Other Consumer ServicesConsumer Services
Southern Methodist University is a private university near the center of Dallas, SMU offers undergraduate, graduate, and professional programs through seven schools in the humanities and sciences, business, the performing, visual, and communication arts, engineering, education and human development, law, and theology.
David Pittman
Undergraduate Degree
Jeff Klein
Peter W. Quinn
Undergraduate Degree
Graduate Degree
Harvard University
Harvard University
Other Consumer ServicesConsumer Services
Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.
Douglas Foreman
Pedja Jovanovic
Masters Business Admin
Graduate Degree
Dick H. Earnest
Baie Marie Netzer
Robert Yunsuk Kang
Masters Business Admin
Undergraduate Degree
Graduate Degree
University of Washington
University of Washington
Other Consumer ServicesConsumer Services
University of Washington functions as a College/University. The company is headquartered in Seattle, WA.
Randall Ogden Yurchak
Peter W. Quinn
Justin A. Sheetz
Undergraduate Degree
Undergraduate Degree
Graduate Degree
University of Southern California
University of Southern California
Other Consumer ServicesConsumer Services
University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA.
Jonathan T. Fayman
John M. Flynn
Robert Lee Adams
Andrew Brown
Masters Business Admin
Undergraduate Degree
Masters Business Admin
Masters Business Admin
Thomas Arrington
Flavia Araujo
Daniel John Block
Richard Rocke
Todd Lowenstein
David Park
Richard Ren
Undergraduate Degree
Masters Business Admin
Masters Business Admin
Masters Business Admin
Masters Business Admin
Undergraduate Degree
Doctorate Degree
Britton Smith
Gregory Haendel
Undergraduate Degree
Undergraduate Degree
Jeffrey G. Stoffer
Jefferey Nevares
Cori Christine Farwell
Margaret Reid
Masters Business Admin
Undergraduate Degree
Undergraduate Degree
Undergraduate Degree
Razmig K. Der-Tavitian
Robert Lee Adams
Undergraduate Degree
Undergraduate Degree
Christine Weiss
David Boyd Wines
Masters Business Admin
Masters Business Admin
Joseph R. Eshoo
John M. Flynn
Masters Business Admin
Graduate Degree
Kevin Allen Rogers
David Gesseck
Graduate Degree
Masters Business Admin
Cori Christine Farwell
Masters Business Admin
Derek Saint Izuel
Flavia Araujo
Jeffrey G. Stoffer
Kenneth Wemer
Jonathan T. Fayman
Richard Rocke
Robert Yunsuk Kang
Yanping Li
Undergraduate Degree
Undergraduate Degree
Undergraduate Degree
Undergraduate Degree
Undergraduate Degree
Undergraduate Degree
Undergraduate Degree
Graduate Degree
Philip Levy
Britton Smith
Todd Lowenstein
David Dillon
Christine Weiss
Matthew Webber
Undergraduate Degree
Graduate Degree
Undergraduate Degree
Undergraduate Degree
Undergraduate Degree
Undergraduate Degree
Pedja Jovanovic
Razmig K. Der-Tavitian
Timothy Davidson
Masters Business Admin
Masters Business Admin
Masters Business Admin
Jefferey Nevares
Dorothy Farber Cooney
Graduate Degree
Masters Business Admin
Kevin Allen Rogers
George Rokas
Undergraduate Degree
Undergraduate Degree
Kenneth Wemer
Richard Ren
Masters Business Admin
Masters Business Admin
CFA Society of San Francisco
CFA Society of San Francisco
Miscellaneous Commercial ServicesCommercial Services
CFA Society of San Francisco provides educational services. It offers a multi-review course which provides structured, classroom-based approach to preparing for the examination. The firm focuses on the assigned materials in the study guides from CFA Institute, with an emphasis on the Learning Outcome Statements (LOS). The company was founded in 1929 and is headquartered in San Francisco, CA.
Baie Marie Netzer
Margaret Reid
Director/Board Member
Director/Board Member
City National Rochdale LLC
City National Rochdale LLC
Investment ManagersFinance
City National Rochdale LLC (CNR) is the SEC-registered investment management subsidiary of CNR Holdings LLC, ultimately held by Royal Bank of Canada (NYSE, TSE: RY) in Canada. The firm was founded when Rochdale Investment Management LLC was combined with City National Asset Management, Inc. and City National Bank's investment management group, City National Asset Management. Headquartered in New York City, CNR provides portfolio management services to high net-worth individual investors as well as to registered investment companies and institutions.
Sean Johnson
Scott John Mlinarich
Portfolio Manager-Fixed Income
Portfolio Manager-Equities
Montgomery Asset Management LLC
Montgomery Asset Management LLC
Investment ManagersFinance
Montgomery Asset Management LLC is a private company based in Sarasota, FL that was founded by Josephine Santos Jiménez. DDNS - Discount Domain Name Services is a family owned and operated domain registrar and hosting provider. The company was the first registrar to receive ISS certification.
Flavia Araujo
Cori Christine Farwell
Corporate Officer/Principal
Corporate Officer/Principal
Dorothy Farber Cooney
Andrew Bates
Undergraduate Degree
Undergraduate Degree
Erin Jack Montgomery
David Boyd Wines
Masters Business Admin
Undergraduate Degree
AssetMark, Inc.
AssetMark, Inc.
Investment ManagersFinance
AssetMark, Inc. is a registered investment advisor headquartered in Concord, California. The firm was founded in 1985 as Genworth Financial Asset Management. They are a wholly-owned subsidiary of AssetMark Financial Holdings, Inc., which is owned by Huatai International Investment Holdings Ltd. in Hong Kong. AssetMark provides various investment supervisory services to registered investment companies and a variety of clients, which include but not limited to individuals, investment companies, pension and profit-sharing plans, corporations, partnerships, trusts, insurance companies and other investment managers.
David Boyd Wines
Corporate Officer/Principal
Ed Herbert
Corporate Officer/Principal
Ed Herbert
Doctorate Degree
Catherine Vacca
Graduate Degree
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith Barney LLC
Investment Banks/BrokersFinance
Founded in 2009, Morgan Stanley Smith Barney LLC (MSSB) is a registered investment adviser, a registered broker-dealer, a registered futures commission merchant, and a member of the New York Stock Exchange. Headquartered in Purchase, New York, MSSB is one of the largest financial services firms in the US with branch offices in all 50 states and the District of Columbia. The firm was initially owned by a joint venture company which was indirectly owned 65% by Morgan Stanley and 35% by Citigroup, Inc. On June 28, 2013, Morgan Stanley purchased Citi’s 35% interest in MSSB. As such, the firm is now a direct subsidiary of Morgan Stanley Smith Barney Holdings LLC and they are a wholly-owned indirect subsidiary of Morgan Stanley (NYSE: MS).
James Edwin St. Aubin
Corporate Officer/Principal
Sierra Investment Management, Inc.
Sierra Investment Management, Inc.
Investment ManagersFinance
Sierra Investment Management, Inc. (Sierra) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Santa Monica, California. The firm was co-founded by Kenneth Sleeper and David Wright in 1987. Sierra provides investment management services to retirees and other conservative investors.
James Edwin St. Aubin
Chief Investment Officer